Evanalysis
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4.5 Dedekind cuts and the embedding of Q

Turn the approximation idea into a rigorous object: Dedekind cuts, the copy of Q inside R, and the first definitions of order and arithmetic.

Course contents

Why cuts are the next step

The previous note ended with a picture:

  • a real number should determine everything in QQ that lies to its left;
  • it should also determine everything in QQ that lies to its right;
  • the real number itself should behave like the boundary between those two camps.

The next step is to turn that picture into a formal definition. The important move is this: instead of assuming the real number already exists and then asking what lies below it, we define the real number by the left-hand part of QQ itself.

That is the basic idea of a Dedekind cut. The construction has four tasks: identify the boundary data, recover the rational numbers inside it, define compatible order and arithmetic, and prove that every nonempty bounded family has a least upper bound. The last task is what fills the gaps in QQ.

Two equivalent definitions

Definition

Dedekind cut as a pair

A Dedekind cut is a pair (A,B)(A,B) of nonempty subsets of QQ such that:

  • Q=A∪BQ=A\cup B;
  • for every a∈Aa\in A and b∈Bb\in B, we have a<ba\lt b;
  • AA has no maximum element.

In words, AA is the entire left side of the boundary, and BB is the entire right side. There is no overlap, nothing is missing, and the left side does not contain its own last point.

Definition

Dedekind cut as a single subset

Equivalently, a subset A⊂QA\subset Q is called a Dedekind cut if:

  • A≠∅A\ne\varnothing and A≠QA\ne Q;
  • whenever x∈Ax\in A and y∈Qy\in Q satisfy y<xy\lt x, then y∈Ay\in A;
  • for every x∈Ax\in A, there exists y∈Ay\in A with x<yx\lt y.

The second form is often easier to use. Once the left set AA is known, the right set is automatically Q∖AQ\setminus A. So the cut is completely determined by which rationals count as "already to the left of the boundary".

Why the two definitions agree

For a pair (A,B)(A,B), the strict separation forces disjointness, so B=Q∖AB=Q\setminus A. If x∈Ax\in A and y<xy\lt x, then yy cannot belong to BB, because separation would require x<yx\lt y; hence y∈Ay\in A. Nonemptiness, properness, and no greatest member follow from the pair axioms. Conversely, start with a lower cut AA and put B=Q∖AB=Q\setminus A. Both sides are nonempty. If a∈Aa\in A, b∈Bb\in B, then b≤ab\le a is impossible: equality contradicts membership, and b<ab\lt a contradicts downward closure. Thus a<ba\lt b, and all pair axioms hold.

What each condition is doing

The definition is short, but every clause has a job.

  • A≠∅A\ne\varnothing and A≠QA\ne Q prevent a fake cut with no left side or no right side.
  • Downward closure says that if a rational is already on the left, then every smaller rational must also be on the left.
  • The "no maximum" condition says the boundary itself is not stored as the last element of AA; there is always room to move a little farther right while staying on the left.

This last point is the subtle one. It is exactly what prevents one rational number from being represented twice.

Worked example

The cut for q=3/2q=3/2

Let

A={x∈Q∣x<3/2},B={x∈Q∣x≥3/2}.A=\{x\in Q\mid x\lt 3/2\}, \qquad B=\{x\in Q\mid x\ge 3/2\}.

Then AA and BB are both nonempty, every element of AA is smaller than every element of BB, and AA has no maximum.

To see the last point, start with any x<3/2x\lt 3/2 and define

y=x+3/22.y=\frac{x+3/2}{2}.

Then x<y<3/2x\lt y\lt 3/2, so y∈Ay\in A and xx was not maximal. Thus (A,B)(A,B) is a Dedekind cut. This cut is the rational number 3/23/2 viewed inside the real number system built from cuts.

Rational cuts and the embedding of QQ

Call a cut (A,B)(A,B) rational if BB has a minimum element. In that case the boundary is already achieved by a rational number.

If min⁡(B)=q\min(B)=q, then necessarily

A={x∈Q∣x<q}.A=\{x\in Q\mid x\lt q\}.

That motivates the notation

qR={x∈Q∣x<q}.q_R=\{x\in Q\mid x\lt q\}.

So each rational number qq gives a Dedekind cut qRq_R, and the map

i:Q→R,i(q)=qRi:Q\to R,\qquad i(q)=q_R

embeds QQ into the cut model of the reals.

Theorem

The rational numbers sit inside the cut model

Rational Dedekind cuts are in bijection with rational numbers. After this embedding is established, it is standard to identify qq with its cut qRq_R. In particular, 0R0_R and 1R1_R play the roles of 00 and 11 inside RR.

This matters conceptually. The cut construction is not trying to throw away the rationals and start from scratch. It is enlarging QQ by adding new boundaries that were missing before.

Common mistake

Using x≤qx\le q instead of x<qx\lt q

The set {x∈Q∣x≤q}\{x\in Q\mid x\le q\} is nonempty, proper, and downward closed, but it fails the "no maximum" condition because qq itself is the largest element. If we allowed that set as well as qRq_R, then the same rational number would be represented in two different ways. The strict inequality is not cosmetic; it removes that ambiguity.

Order and the first operations on cuts

Defining the set RR of all cuts is not enough. To match the target from the previous note, we must also define order and arithmetic on RR.

For order, the natural rule is:

A≤A′if and only ifA⊆A′.A\le A' \quad\text{if and only if}\quad A\subseteq A'.

This is exactly the right comparison for left sets. If every rational already on the left of AA is also on the left of A′A', then the boundary represented by AA cannot lie to the right of the boundary represented by A′A'.

Theorem

Cut inclusion is a total order and preserves rational order

Inclusion is reflexive, antisymmetric, and transitive. If cuts A,DA,D satisfy A⊈DA\nsubseteq D, choose a∈A∖Da\in A\setminus D. Every d∈Dd\in D has d<ad\lt a: otherwise downward closure of DD would force a∈Da\in D. Thus D⊆AD\subseteq A, so cuts are totally comparable.

For rationals p,qp,q,

p≤q⟺pR⊆qR.p\le q\quad\Longleftrightarrow\quad p_R\subseteq q_R.

The forward implication follows from transitivity. For the converse, if q<pq\lt p, the midpoint (p+q)/2(p+q)/2 belongs to pRp_R but not to qRq_R, contradicting the inclusion. In particular, equal rational cuts have equal rational boundaries, so the embedding is injective.

For addition, define

A+A′={a+a′∣a∈A, a′∈A′}.A+A'=\{a+a' \mid a\in A,\ a'\in A'\}.

The idea is that the left side of a sum should consist of rational numbers that can already be reached by adding something strictly left of the first boundary to something strictly left of the second boundary.

Addition produces a cut and has the expected laws

Choose a∈Aa\in A, a′∈A′a'\in A' to witness nonemptiness. Choose b∉Ab\notin A, b′∉A′b'\notin A'; every sum a+a′a+a' is strictly below b+b′b+b', so the sum is proper. If x=a+a′x=a+a' and y<xy\lt x, then y−a′<ay-a'\lt a lies in AA, hence y=(y−a′)+a′y=(y-a')+a' lies in the sum. To improve xx, choose c∈Ac\in A with a<ca\lt c; then x<c+a′x\lt c+a' lies in the sum. These verify all four lower-cut conditions.

Associativity follows because both (A+A′)+D(A+A')+D and A+(A′+D)A+(A'+D) consist exactly of the rational sums a+a′+da+a'+d; commutativity follows likewise. Moreover A+0R=AA+0_R=A: adding a negative rational moves downward inside AA; conversely, for x∈Ax\in A choose a∈Aa\in A with x<ax\lt a, and write x=a+(x−a)x=a+(x-a).

Worked example

Why 1R+1R=2R1_R+1_R=2_R

Write

1R={x∈Q∣x<1}.1_R=\{x\in Q\mid x\lt 1\}.

If a<1a\lt 1 and a′<1a'\lt 1, then a+a′<2a+a'\lt 2, so every element of 1R+1R1_R+1_R lies in 2R2_R.

Conversely, if x<2x\lt 2, then x/2<1x/2\lt 1, and

x=x2+x2.x=\frac{x}{2}+\frac{x}{2}.

So every rational in 2R2_R lies in 1R+1R1_R+1_R. Hence

1R+1R=2R.1_R+1_R=2_R.

This example shows that the cut definition really extends the ordinary rational operations rather than inventing new arithmetic.

Additive inverses require a strict gap

Define

−A={q∈Q:∃r∈Q∖A, q<−r}.-A=\{q\in Q:\exists r\in Q\setminus A,\ q\lt -r\}.

The strict inequality matters. Simply reflecting the complement would put −p-p into the proposed inverse of pRp_R, creating a greatest element.

Existence and uniqueness of the additive inverse

The displayed set is nonempty: if r∉Ar\notin A, then −r−1-r-1 belongs to it. It is proper: for a∈Aa\in A, every such qq satisfies q<−r<−aq\lt -r\lt -a, so −a-a is excluded. Downward closure is immediate, and the midpoint of qq and its witness −r-r gives a larger member. Thus −A-A is a cut.

We need a rational gap lemma. For any rational δ>0\delta\gt 0, choose a0∈Aa_0\in A and b∉Ab\notin A. The Archimedean property of QQ gives a positive integer nn with a0+nδ>ba_0+n\delta\gt b. Among the positive integers kk for which a0+kδ∉Aa_0+k\delta\notin A, take the least. Then a=a0+(k−1)δ∈Aa=a_0+(k-1)\delta\in A and r=a+δ∉Ar=a+\delta\notin A.

If a∈Aa\in A and q∈−Aq\in-A with witness r∉Ar\notin A, then a<ra\lt r and a+q<0a+q\lt 0, proving A+(−A)⊆0RA+(-A)\subseteq0_R. Conversely, for any rational x<0x\lt 0, apply the lemma with δ=−x/2\delta=-x/2. It gives a∈Aa\in A and r=a+δ∉Ar=a+\delta\notin A; then q=x−a<−rq=x-a\lt -r, so q∈−Aq\in-A and x=a+qx=a+q. Therefore A+(−A)=0RA+(-A)=0_R.

If another cut DD satisfies A+D=0RA+D=0_R, associativity and the zero identity give D=D+(A+(−A))=(D+A)+(−A)=−AD=D+(A+(-A))=(D+A)+(-A)=-A. This proves uniqueness. For A=pRA=p_R, the definition gives −A=(−p)R-A=(-p)_R, with witness r=pr=p for every q<−pq\lt -p. If AA is irrational, its complement has no least member; therefore the strict gap definition also equals Q∖{−a:a∈A}Q\setminus\{-a:a\in A\} in that case.

Multiplication on nonnegative cuts

Addition and additive inverses are now established. For multiplication, first define the product for nonnegative cuts, where multiplying rational members respects the direction of the boundaries; sign rules will then handle the other cases. For A,B≥0RA,B\ge0_R, define A⋅B=P(A,B)A\cdot B=P(A,B) by

P(A,B)={ab:a∈A, b∈B, a≥0, b≥0}∪{q∈Q:q<0}.P(A,B)=\{ab:a\in A,\ b\in B,\ a\ge0,\ b\ge0\}\cup\{q\in Q:q<0\}.

The negative rationals are included deliberately. They provide the whole negative part of the new lower set, while the products of nonnegative members locate its nonnegative part.

If A=0RA=0_R or B=0RB=0_R, the corresponding nonnegative member set is empty, so P(A,B)=0RP(A,B)=0_R. Suppose now that A,B>0RA,B>0_R. Each cut contains a positive rational: if a nonnegative member is available, use the no-greatest-member property; if not, the cut would be 0R0_R. Choose positive a∈Aa\in A and b∈Bb\in B. This proves nonemptiness of P(A,B)P(A,B).

Choose positive rationals r∉Ar\notin A and s∉Bs\notin B. Every nonnegative a∈A,b∈Ba\in A,b\in B satisfies a<ra<r and b<sb<s, hence ab<rsab<rs. Thus rsrs is not in P(A,B)P(A,B), proving properness. Downward closure is immediate for negative yy. If 0≤y<x=ab0\le y<x=ab with a,ba,b nonnegative, then a,b>0a,b>0 and y=a(y/a)y=a(y/a) with 0≤y/a<b0\le y/a<b; downward closure of BB puts y/ay/a in BB, so y∈P(A,B)y\in P(A,B).

Finally, a negative member can be increased slightly while staying negative. A zero member can be increased to a positive product because both cuts are positive. If x=ab>0x=ab>0, choose a′>aa'>a in AA; then a′b>xa'b>x, and a′ba'b is still in P(A,B)P(A,B). These cases prove that P(A,B)P(A,B) has no greatest member. Therefore the nonnegative product is itself a Dedekind cut.

Product laws and the rational restriction

Commutativity follows by interchanging the two rational factors. For the identity, let A≥0RA\ge0_R. If 0≤b<10\le b<1, then ab≤aab\le a for every nonnegative a∈Aa\in A, so downward closure gives A⋅1R⊆AA\cdot1_R\subseteq A. Conversely, if 0≤x∈A0\le x\in A, choose a∈Aa\in A with x<ax<a; then a>0a>0 and x=a(x/a)x=a(x/a) with 0≤x/a<10\le x/a<1, proving x∈A⋅1Rx\in A\cdot1_R. Negative rationals are present on both sides. The zero case is already covered by 0R⋅B=0R0_R\cdot B=0_R.

For positive rationals p,qp,q, every nonnegative product of members of pRp_R and qRq_R is below pqpq, so pRqR⊆(pq)Rp_Rq_R\subseteq(pq)_R. Conversely, if 0≤x<pq0\le x<pq, choose rational aa with

max⁡(0,x/q)<a<p\max(0,x/q)<a<p

and put b=x/ab=x/a. Then 0≤b<q0\le b<q, so a∈pRa\in p_R, b∈qRb\in q_R, and x=abx=ab. The zero cases and sign rules give pRqR=(pq)Rp_Rq_R=(pq)_R for all rational signs.

For positive cuts A,B,CA,B,C, a nonnegative member of (AB)C(A B) C has the form (ab)c(ab)c, where a,b,ca,b,c are nonnegative members of the three cuts. The same description, regrouped as a(bc)a(bc), gives a member of A(BC)A(B C), and the reverse inclusion is identical. Negative rationals occur in both products. If one cut is zero, both bracketings are zero. This proves associativity directly from rational associativity and the cut definitions; no real-number associativity has been assumed.

Distributivity: the shared-factor argument

We first record a representation fact. If U,V>0RU,V>0_R and x≥0x\ge0 lies in U+VU+V, then x=u+vx=u+v for nonnegative u∈U,v∈Vu\in U,v\in V. Indeed, start with any representation x=u0+v0x=u_0+v_0. If one summand is negative, replace it by 00 and replace the other by xx; the replacement is smaller than the old positive summand and therefore remains in its cut. This lemma is intentionally restricted to strictly positive cuts: 0R0_R contains no nonnegative rational, so it would be false in a zero case, for example with U=0R,V=1R,x=1/2U=0_R,V=1_R,x=1/2.

For positive cuts A,B,CA,B,C, take a nonnegative z∈A(B+C)z\in A(B+C). Write z=a(b+c)=ab+acz=a(b+c)=ab+ac with nonnegative a∈A,b∈B,c∈Ca\in A,b\in B,c\in C. The representation fact puts zz in AB+ACAB+AC. Conversely, apply the representation fact to the sum AB+ACAB+AC and write its nonnegative member as z=u+vz=u+v, with nonnegative u∈AB,v∈ACu\in AB,v\in AC. By the product definition, write u=abu=ab and v=a′cv=a'c with nonnegative factors in the corresponding cuts. Choose α∈A\alpha\in A strictly above aa and a′a'; it is positive. Then

z=α[(aα)b+(a′α)c].z=\alpha\left[\left(\frac a\alpha\right)b+ \left(\frac {a'}\alpha\right)c\right].

Both coefficients lie in [0,1)[0,1), so the bracket belongs to B+CB+C and hence z∈A(B+C)z\in A(B+C). Negative rationals occur on both sides. If A=0RA=0_R, then 0R(B+C)=0R=0RB+0RC0_R(B+C)=0_R=0_RB+0_RC; the cases B=0RB=0_R or C=0RC=0_R are the same direct calculation using the zero product and addition laws. This proves distributivity for nonnegative cuts without limits or an unconstructed real root.

Signs and order compatibility

Extend the product by

AB=−((−A)B)(A<0R≤B),AB=(−A)(−B)(A<0R, B<0R),A B=-((-A)B)\quad(A<0_R\le B),\qquad A B=(-A)(-B)\quad(A<0_R,\ B<0_R),

For the other mixed-sign order, if A>0R>BA>0_R>B, set AB=BA=−(A(−B))AB=BA=-(A(-B)). Use the zero product when either factor is 0R0_R. A product of two nonzero positive cuts is positive, so these rules give the expected sign of every product. Associativity for arbitrary signs reduces to the already proved positive-magnitude associativity together with additive inversion.

The mixed-sign distributive step is also explicit. For nonnegative A,B,CA,B,C with B≥CB\ge C, the cut difference B−CB-C is nonnegative and B=(B−C)+CB=(B-C)+C. Nonnegative distributivity gives

A(B−C)=AB−AC.A(B-C)=AB-AC.

If B<CB<C, interchange them and negate the resulting equality. This identity handles a mixed-sign second or third summand; a negative first factor is then handled by the sign rule and additive inversion. Thus distributivity holds for all signs.

The order is compatible with translation because A⊆BA\subseteq B implies A+D⊆B+DA+D\subseteq B+D; the converse follows by adding −D-D to both sides. Products of nonnegative cuts are nonnegative by definition. If B>AB>A and D>0RD>0_R, then B−A>0RB-A>0_R, so (B−A)D>0R(B-A)D>0_R; distributivity gives BD−AD>0RBD-AD>0_R, hence AD<BDAD<BD. This proves the ordered-field compatibility of the cut operations.

General multiplicative inverses

Let A>0RA>0_R. Choose a fixed positive rational α∈A\alpha\in A. Every rational r∉Ar\notin A then satisfies r>α>0r>\alpha>0. Define

I={q∈Q:∃r∉A with q<1/r}.I=\{q\in Q:\exists r\notin A\text{ with }q<1/r\}.

This definition works for rational and irrational cuts alike. It is nonempty, and contains a positive element such as 1/(2r)1/(2r) for any chosen outside rr. Every member is below 1/α1/\alpha, so II is proper; downward closure is immediate, and the midpoint between qq and its witness 1/r1/r gives a larger member. Thus II is a cut.

If a∈A,b∈Ia\in A,b\in I are nonnegative and b<1/rb<1/r witnesses membership in II, then a<ra<r, so ab<1ab<1. Hence AI⊆1RAI\subseteq1_R. For the reverse inclusion, let 0≤z<10\le z<1 be rational and choose rational

0<δ<α(1−z).0<\delta<\alpha(1-z).

The rational stepping lemma gives a∈Aa\in A and r=a+δ∉Ar=a+\delta\notin A, with a≥αa\ge\alpha. Then a/r=1−δ/r>za/r=1-\delta/r>z. Put b=z/ab=z/a. We have 0≤b<1/r0\le b<1/r, so b∈Ib\in I and z=ab∈AIz=ab\in AI. Negative rationals are automatic, therefore AI=1RAI=1_R.

For A<0RA<0_R, define A−1=−((−A)−1)A^{-1}=-((-A)^{-1}); zero is excluded because no product with 0R0_R can equal 1R1_R. For positive rational pp, the same definition reduces to (1/p)R(1/p)_R, and signs give the negative rational case. If AX=AY=1RAX=AY=1_R, then associativity and the identity yield

X=X(AY)=(XA)Y=Y,X=X(AY)=(XA)Y=Y,

so the inverse is unique.

Completeness in the cut model

The cut construction makes the least-upper-bound property visible. Let CC be a nonempty family of cuts bounded above by a cut UU. Define

L=⋃A∈CA.L=\bigcup_{A\in C}A.

The set LL is nonempty because CC is nonempty. It is proper because every A∈CA\in C lies below UU, so L⊆UL\subseteq U, and U≠QU\ne Q. Downward closure passes to a union: if x∈Lx\in L, then x∈Ax\in A for some AA, and every rational below xx is in AA and hence in LL. If x∈Lx\in L, choose y∈Ay\in A with x<yx\lt y using the no-greatest-element axiom for AA; then y∈Ly\in L. Therefore LL is a cut. It is an upper bound of CC, and any other upper bound contains each AA, hence contains their union. Thus LL is the supremum of CC.

Theorem

The union construction supplies a supremum

For nonempty bounded families of Dedekind cuts, the union of the left sets is the least upper bound. The proof uses exactly nonemptiness, properness, downward closure, and no greatest element; none can be silently dropped.

General nonnegative square roots

Now that the ordered-field laws and union completeness have been established, we can use the supremum property inside the complete ordered field RR. Let A≥0RA\ge0_R and define

S={x∈R:x≥0R and x2≤A}.S=\{x\in R:x\ge0_R\text{ and }x^2\le A\}.

The set is nonempty because 0R∈S0_R\in S. It is bounded above by max⁡(1R,A)\max(1_R,A): if xx is larger than both 1R1_R and AA, then x2>x>Ax^2>x>A, using positivity and multiplication of positive elements. Let s=sup⁡Ss=\sup S, so s≥0Rs\ge0_R.

The perturbations hh below are elements of the complete field RR; no rationality of this hh is being claimed. The earlier rational gap lemma used for cut construction is a separate statement with rational δ\delta.

Suppose first that s2<As^2<A. Choose

h=12min⁡(1R,A−s22s+1R)>0R.h=\frac12\min\left(1_R,\frac{A-s^2}{2s+1_R}\right)>0_R.

Then (s+h)2=s2+h(2s+h)<s2+h(2s+1R)<A(s+h)^2=s^2+h(2s+h)<s^2+h(2s+1_R)<A, so s+h∈Ss+h\in S, contradicting that ss is an upper bound. Suppose instead that s2>As^2>A. Then s>0Rs>0_R. Choose

h=12min⁡(s,s2−A2s)>0R,r=s−h>0R.h=\frac12\min\left(s,\frac{s^2-A}{2s}\right)>0_R, \qquad r=s-h>0_R.

The estimate r2=s2−2sh+h2>Ar^2=s^2-2sh+h^2>A holds. Every x∈Sx\in S satisfies x<rx<r, because x≥r>0Rx\ge r>0_R would imply x2≥r2>Ax^2\ge r^2>A. Thus r<sr<s is also an upper bound for SS, contradicting the leastness of ss. Therefore s2=As^2=A.

If 0R≤s<t0_R\le s<t, then t2−s2=(t−s)(t+s)>0Rt^2-s^2=(t-s)(t+s)>0_R, so two nonnegative square roots cannot differ. We have proved existence and uniqueness of the nonnegative square root of every nonnegative cut, including the boundary case A=0RA=0_R, whose root is 0R0_R.

The multiplicative Archimedean corollary

For positive cuts A,BA,B, the additive Archimedean argument applied to B/AB/A gives an integer NN with NR>B/AN_R>B/A. Multiplying this strict inequality by the positive cut AA preserves its direction, and therefore

NR A>B.N_R\,A>B.

This corollary uses the inverse and order-compatibility laws already proved. The earlier rational gap lemma depended only on the arithmetic of QQ.

Worked classifications of cuts

A formula defining a subset of QQ must pass all the cut axioms. Odd powers give a useful family of examples; even powers and arbitrary set operations show why each axiom needs its own check.

Odd powers give lower cuts

For an odd positive integer kk and positive rational tt, the set

Dk,t={x∈Q:xk<t}D_{k,t}=\{x\in Q:x^k<t\}

is a cut. Odd powers are strictly increasing on QQ: for nonnegative x<yx<y, factor yk−xk=(y−x)(yk−1+yk−2x+⋯+xk−1)>0y^k-x^k=(y-x)(y^{k-1}+y^{k-2}x+\cdots+x^{k-1})>0; for negative x<yx<y, apply the same positive argument to −y<−x-y<-x and use that kk is odd; if x<0<yx<0<y, then xk<0<ykx^k<0<y^k. If x∈Dk,tx\in D_{k,t}, choose a rational h∈Qh\in Q with

0<h<min⁡(1,t−xkk(∣x∣+1)k−1).0<h<\min\left(1,\frac{t-x^k}{k(|x|+1)^{k-1}}\right).

The factorisation of (x+h)k−xk(x+h)^k-x^k has kk terms, each bounded in absolute value by (∣x∣+1)k−1(|x|+1)^{k-1}, so (x+h)k<t(x+h)^k<t; this proves there is no greatest member. Downward closure follows from monotonicity: if y<xy<x, then yk<xk<ty^k<x^k<t. An integer M>max⁡(1,t)M>\max(1,t) supplies nonemptiness and properness.

Worked example

Polynomial conditions: locate the failed axiom

Both {x∈Q:x3<17}\{x\in Q:x^3<17\} and {x∈Q:x3<5}\{x\in Q:x^3<5\} are cuts by the odd-power argument. In contrast, {x∈Q:x4<100}\{x\in Q:x^4<100\} is not a cut: 00 belongs but −4-4 does not, so downward closure fails. The set {x∈Q:x2>−3}=Q\{x\in Q:x^2>-3\}=Q fails properness.

The set {x∈Q:x5≤2}\{x\in Q:x^5\le2\} is a cut despite its weak inequality. No rational fifth power is 22: in a lowest terms fraction a/ba/b, the equation a5=2b5a^5=2b^5 makes both aa and bb even. The weak inequality therefore defines the same cut as x5<2x^5<2.

Worked example

Set operations that preserve or destroy cuts

Let AA and BB be cuts. The arbitrary product set {ab:a∈A,b∈B}\{ab:a\in A,b\in B\} is not necessarily a cut: for A=B=0RA=B=0_R it is Q>0Q_{>0}, which contains 11 but not 00, violating downward closure. The difference set {a−b:a∈A,b∈B}\{a-b:a\in A,b\in B\} is always all of QQ: given qq, choose a0∈A,b0∈Ba_0\in A,b_0\in B and a rational b<min⁡(b0,a0−q)b<\min(b_0,a_0-q); then b∈Bb\in B, a=q+b∈Aa=q+b\in A, and q=a−bq=a-b. It is therefore not proper. The set Q∖{−a:a∈A}Q\setminus\{-a:a\in A\} is not necessarily a cut: for A=0RA=0_R it is Q≤0Q_{\le0}, whose greatest element is 00. For an irrational cut it agrees with the strict-gap inverse; the zero cut shows why the formula does not work uniformly for all cuts. The intersection A∩BA\cap B is always a cut because total comparability makes it the smaller of the two cuts; the no-greatest witness is the smaller of two members chosen above a given element.

Worked example

The zero cut and its additive inverse

The embedded zero is 0R={q∈Q:q<0}0_R=\{q\in Q:q\lt 0\}. The cut representing its additive inverse is itself, because adding two negative rational left parts produces a left part below zero and every rational below zero can be split as q/2+q/2q/2+q/2. This illustrates why the inverse is an equality of cuts, not merely an informal reflection of a picture.

Worked example

Adding embedded rationals

For pRp_R and qRq_R, the cut addition is pR+qR={a+b:a<p,b<q}p_R+q_R=\{a+b:a\lt p,b\lt q\}. Every such sum is below p+qp+q; conversely, if x<p+qx\lt p+q, put a=p−(p+q−x)/2<pa=p-(p+q-x)/2\lt p and b=q−(p+q−x)/2<qb=q-(p+q-x)/2\lt q, so a+b=xa+b=x. Hence the sum equals (p+q)R(p+q)_R, so the embedding respects addition.

Seeing the boundary on the number line

A Dedekind cut at sqrt(2)

Figure. A cut stores every rational to the left of a boundary. When the boundary is 2\sqrt{2}, the right side has no smallest rational element.

Compare rational and irrational boundaries

The explorer below places the rational boundary 3/23/2 next to the irrational boundary 2\sqrt{2}. The key structural question is whether the right-hand side starts with a least rational element.

Read and try

Inspect the two sides of a Dedekind cut

The worked cut places sample rationals on the two sides and exposes the structural difference between rational and irrational cuts.

What to notice

No rational equals sqrt(2), so the rationals to the right never start with a smallest one. This is the signature of an irrational cut.

A = { q ∈ Q | q < sqrt(2) }

B = { q ∈ Q | q > sqrt(2) }

1

A

6/5

A

7/5

A

10/7

B

3/2

B

8/5

B

17/10

B

sqrt(2)

Set A

1, 6/5, 7/5

Every displayed element is strictly left of sqrt(2), and more rationals can always be inserted still closer to the boundary.

Set B

10/7, 3/2, 8/5, 17/10

No rational equals sqrt(2), so the rationals to the right never start with a smallest one. This is the signature of an irrational cut.

Common mistakes

Common mistake

The pair version and the subset version are not two different theories

They describe the same object from two angles. The pair (A,B)(A,B) records both sides of the boundary explicitly, while the subset form keeps only the left side and recovers the right side as Q∖AQ\setminus A.

Common mistake

Order on cuts is not a comparison between every element of two sets

The statement A≤A′A\le A' means A⊆A′A\subseteq A'. It does not mean that every element of AA is less than every element of A′A'. The two left sets usually overlap heavily, especially when one boundary lies to the left of the other.

Quick checks

Checkpoint

What is the cut 0R0_R?

Write it directly from the definition qR={x∈Q∣x<q}q_R=\{x\in Q\mid x\lt q\}.

Solution · Answer
0R={x∈Q∣x<0},0_R=\{x\in Q\mid x\lt 0\},

so it is the set of all negative rational numbers.

Checkpoint

If A⊆A′A\subseteq A', which boundary lies to the left?

Answer in terms of the cut order.

Solution · Answer

If A⊆A′A\subseteq A', then A≤A′A\le A'. The boundary represented by AA lies at or to the left of the boundary represented by A′A'.

Exercises

Checkpoint

Show that qR={x∈Q∣x<q}q_R=\{x\in Q\mid x\lt q\} is a Dedekind cut for every rational number qq.

Check the three conditions in the subset definition.

Solution · Guided solution

The set qRq_R is nonempty because q−1<qq-1\lt q, so q−1∈qRq-1\in q_R. It is not all of QQ because q∉qRq\notin q_R.

It is downward closed: if x<qx\lt q and y<xy\lt x, then certainly y<qy\lt q, so y∈qRy\in q_R.

It has no maximum: if x<qx\lt q, then

x+q2\frac{x+q}{2}

is rational and satisfies x<(x+q)/2<qx\lt (x+q)/2\lt q, so (x+q)/2∈qR(x+q)/2\in q_R. Therefore every element of qRq_R can be improved by a larger element still in qRq_R.

Checkpoint

Does the intersection of every nonempty family of Dedekind cuts have to be a cut? Test the family An=(1/n)RA_n=(1/n)_R, where n≥1n\ge1.

Compare finite intersections with the intersection of this decreasing family.

Solution · Model solution

Every nonpositive rational belongs to every AnA_n. If q>0q>0, choose an integer n>1/qn>1/q; then 1/n<q1/n<q, so q∉Anq\notin A_n. Hence

⋂n≥1An={q∈Q:q≤0}.\bigcap_{n\ge1}A_n=\{q\in Q:q\le0\}.

This set has greatest element 00 and is not a cut. Finite intersections are cuts because a finite family has a smallest member under inclusion. That argument cannot be extended to an arbitrary family without checking that such a smallest member exists.

Read this after 4.4 Axioms for the reals and first approximations. Then continue with 4.6 Decimal expansions and irrational numbers, which reconnects cuts with familiar decimal notation and introduces 2\sqrt2 as an irrational cut.

Practice

Work out your answer, then check it. You can revise and try again.

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Key terms in this unit